The Supremacy of Facts in Appeals

On 4 January 2010, in Appellate Advocacy, by Peter Smythe

All too often I receive a call from a poten­tial appe­llate client who wants me to make a judg­ment call on his appeal over the telephone. I ima­gine that I lose a lot of appe­llate busi­ness on these calls because I try to explain how impos­si­ble it is to play armchair quar­ter­back without kno­wing the […]

All too often I receive a call from a poten­tial appe­llate client who wants me to make a judg­ment call on his appeal over the telephone. I ima­gine that I lose a lot of appe­llate busi­ness on these calls because I try to explain how impos­si­ble it is to play armchair quar­ter­back without kno­wing the facts of the case. Below are a few quo­tes that demons­trate the truth that, even with appeals, the facts remain supreme.

It may sound para­do­xi­cal, but most con­ten­tions of law are won or lost on the facts. The facts often inc­line a judge to one side or the other. A large part of the time of con­fe­rence is given to dis­cus­sion of facts, to deter­mine under what rule of law they fall. Dis­sents are not usually roo­ted in disa­gree­ment as to a rule of law but as to whether the facts warrant its appli­ca­tion. —Hon. Robert H. Jack­son, Advo­cacy Before the Supreme Court: Sug­ges­tions for Effec­tive Case Pre­sen­ta­tions, 37 ABA J. 801, 803 (Nov. 1951).

The maxim fre­quently repea­ted by Judge Tuley, one of the grea­test trial jud­ges that ever sat in the courts of Chi­cago, was, “Out of the facts springs the law.” It is a maxim that can­not be kept too stea­dily in view by all law­yers in the pre­pa­ra­tion of briefs. —Hon. Orrin N. Car­ter, “Pre­pa­ra­tion and Pre­sen­ta­tion of Cases in Courts of Review” (1917), in Advo­cacy and the King’s English 296, 298 (George Ross­man ed., 1960).

[A]s is so often true of legal pro­blems, the correct result depends upon how to give the facts the right order of impor­tance. —Cough­lin v. Com­mis­sio­ner of Inter­nal Reve­nue, 203 F.2d 307, 308 (2d Cir. 1953) (per Chase, J.).

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